Lisa Rosen is the Chief Compliance Officer of the EBRD and is responsible for ensuring that the highest standards of integrity are applied throughout all activities of the EBRD. Ms Rosen’s office conducts Bank-wide integrity and anti-money laundering training courses, advises on actual or potential conflicts of interest in respect to the Bank’s handling of operations and investments, and investigates instances of staff misconduct as well as allegations of fraud and corruption in Bank financed projects.
Prior to joining the EBRD, Ms Rosen was Group Head of Compliance, Public Affairs and Regulatory Change Management at the global clearing house LCH.Clearnet. She has 20 years of legal and compliance experience in the USA and the UK. Previous positions include Global Head of Regulatory Affairs at Barclays Capital and Head of Litigation and Contentious Regulatory Affairs for Europe, the Middle East and Africa with Merrill Lynch.
A United States national, Ms Rosen is a graduate of Vanderbilt University and the London School of Economics. She received her Juris Doctor from Fordham University School of Law.